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Tag: geometry

Who dreamed up the primes=knots analogy?

Published May 16, 2011 by lieven

One of the more surprising analogies around is that prime numbers can be viewed as knots in the 3-sphere $S^3$. The motivation behind it is that the (etale) fundamental group of $\pmb{spec}(\mathbb{Z}/(p))$ is equal to (the completion) of the fundamental group of a circle $S^1$ and that the embedding

$\pmb{spec}(\mathbb{Z}/(p)) \subset \pmb{spec}(\mathbb{Z})$

embeds this circle as a knot in a 3-dimensional simply connected manifold which, after Perelman, has to be $S^3$. For more see the what is the knot associated to a prime?-post.

In recent months new evidence has come to light allowing us to settle the genesis of this marvelous idea.

1. The former consensus

Until now, the generally accepted view (see for example the ‘Mazur-dictionary-post’ or Morishita’s expository paper) was that the analogy between knots and primes was first pointed out by Barry Mazur in the middle of the 1960’s when preparing for his lectures at the Summer Conference on Algebraic Geometry, at Bowdoin, in 1966. The lecture notes where later published in 1973 in the Annales of the ENS as ‘Notes on etale cohomology of number fields’.

For further use in this series of posts, please note the acknowledgement at the bottom of the first page, reproduced below : “It gives me pleasure to thank J.-P. Serre for his vigorous editing and his suggestions and corrections, which led to this revised version.”

Independently, Yuri I. Manin spotted the same analogy at around the same time. However, this point of view was quickly forgotten in favor of the more classical one of viewing number fields as analogous to algebraic function fields of one variable. Subsequently, in the mid 1990’s Mikhail Kapranov and Alexander Reznikov took up the analogy between number fields and 3-manifolds again, and called the resulting study arithmetic topology.

2. The new evidence

On december 13th 2010, David Feldman posted a MathOverflow-question Mazurโ€™s unpublished manuscript on primes and knots?. He wrote : “The story of the analogy between knots and primes, which now has a literature, started with an unpublished note by Barry Mazur. I’m not absolutely sure this is the one I mean, but in his paper, Analogies between group actions on 3-manifolds and number fields, Adam Sikora cites B. Mazur, Remarks on the Alexander polynomial, unpublished notes.“

Two months later, on february 15th David Feldman suddenly found the missing preprint in his mail-box and made it available. The preprint is now also available from Barry Mazur’s website. Mazur adds the following comment :

“In 1963 or 1964 I wrote an article Remarks on the Alexander Polynomial [PDF] about the analogy between knots in the three-dimensional sphere and prime numbers (and, correspondingly, the relationship between the Alexander polynomial and Iwasawa Theory). I distributed some copies of my article but never published it, and I misplaced my own copy. In subsequent years I have had many requests for my article and would often try to search through my files to find it, but never did. A few weeks ago Minh-Tri Do asked me for my article, and when I said I had none, he very kindly went on the web and magically found a scanned copy of it. I’m extremely grateful to Minh-Tri Do for his efforts (and many thanks, too, to David Feldman who provided the lead).”


The opening paragraph of this unpublished preprint contains a major surprise!

Mazur points to David Mumford as the originator of the ‘primes-are-knots’ idea : “Mumford has suggested a most elegant model as a geometric interpretation of the above situation : $\pmb{spec}(\mathbb{Z}/p\mathbb{Z})$ is like a one-dimensional knot in $\pmb{spec}(\mathbb{Z})$ which is like a simply connected three-manifold.”

In a later post we will show that one can even pinpoint the time and place when and where this analogy was first dreamed-up to within a few days and a couple of miles.

For the impatient among you, have a sneak preview of the cradle of birth of the primes=knots idea…

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Art and the absolute point (2)

Published May 13, 2011 by lieven

Last time we did recall Manin’s comparisons between some approaches to geometry over the absolute point $\pmb{spec}(\mathbb{F}_1)$ and trends in the history of art.

In the comments to that post, Javier Lopez-Pena wrote that he and Oliver Lorscheid briefly contemplated the idea of extending Manin’s artsy-dictionary to all approaches they did draw on their Map of $\mathbb{F}_1$-land.

So this time, we will include here Javier’s and Oliver’s insights on the colored pieces below in their map : CC=Connes-Consani, Generalized torified schemes=Lopez Pena-Lorscheid, Generalized schemes with 0=Durov and, this time, $\Lambda$=Manin-Marcolli.

Durov : romanticism

In his 568 page long Ph.D. thesis New Approach to Arakelov Geometry Nikolai Durov introduces a vast generalization of classical algebraic geometry in which both Arakelov geometry and a more exotic geometry over $\mathbb{F}_1$ fit naturally. Because there were great hopes and expectations it would lead to a big extension of algebraic geometry, Javier and Oliver associate this approach to romantism. From wikipedia : “The modern sense of a romantic character may be expressed in Byronic ideals of a gifted, perhaps misunderstood loner, creatively following the dictates of his inspiration rather than the standard ways of contemporary society.”

Manin and Marcolli : impressionism

Yuri I. Manin in Cyclotomy and analytic geometry over $\mathbb{F}_1$ and Matilde Marcolli in Cyclotomy and endomotives develop a theory of analytic geometry over $\mathbb{F}_1$ based on analytic functions ‘leaking out of roots of unity’. Javier and Oliver depict such functions as ‘thin, but visible brush strokes at roots of 1’ and therefore associate this approach to impressionism. Frow wikipedia : ‘Characteristics of Impressionist paintings include: relatively small, thin, yet visible brush strokes; open composition; emphasis on accurate depiction of light in its changing qualities (often accentuating the effects of the passage of time); common, ordinary subject matter; the inclusion of movement as a crucial element of human perception and experience; and unusual visual angles.’

Connes and Consani : cubism

In On the notion of geometry over $\mathbb{F}_1$ Alain Connes and Katia Consani develop their extension of Soule’s approach. A while ago I’ve done a couple of posts on this here, here and here. Javier and Oliver associate this approach to cubism (a.o. Pablo Picasso and Georges Braque) because of the weird juxtapositions of the simple monoidal pieces in this approach.

Lopez-Pena and Lorscheid : deconstructivism

Torified varieties and schemes were introduced by Javier Lopez-Pena and Oliver Lorscheid in Torified varieties and their geometries over $\mathbb{F}_1$ to get lots of examples of varieties over the absolute point in the sense of both Soule and Connes-Consani. Because they were fragmenting schemes into their “fundamental pieces” they associate their approach to deconstructivism.

Another time I’ll sketch my own arty-farty take on all this.

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Art and the absolute point

Published May 12, 2011 by lieven

In his paper Cyclotomy and analytic geometry over $\mathbb{F}_1$ Yuri I. Manin sketches and compares four approaches to the definition of a geometry over $\mathbb{F}_1$, the elusive field with one element.

He writes : “Preparing a colloquium talk in Paris, I have succumbed to the temptation to associate them with some dominant trends in the history of art.”

Remember that the search for the absolute point $\pmb{spec}(\mathbb{F}_1)$ originates from the observation that $\pmb{spec}(\mathbb{Z})$, the set of all prime numbers together with $0$, is too large to serve as the terminal object in Grothendieck’s theory of commutative schemes. The last couple of years have seen a booming industry of proposals, to the extent that Javier Lopez Pena and Oliver Lorscheid decided they had to draw a map of $\mathbb{F}_1$-land.

Manin only discusses the colored proposals (TV=Toen-Vaquie, M=Deitmar, S=Soule and $\Lambda$=Borger) and compares them to these art-history trends.

Toen and Vaquie : Abstract Expressionism

In Under $\pmb{spec}(\mathbb{Z})$ Bertrand Toen and Michel Vaquie argue that geometry over $\mathbb{F}_1$ is a special case of algebraic geometry over a symmetric monoidal category, taking the simplest example namely sets and direct products. Probably because of its richness and abstract nature, Manin associates this approach to Abstract Expressionism (a.o. Karel Appel, Jackson Pollock, Mark Rothko, Willem de Kooning).

Deitmar : Minimalism

Because monoids are the ‘commutative algebras’ in sets with direct products, an equivalent proposal is that of Anton Deitmar in Schemes over $\mathbb{F}_1$ in which the basic affine building blocks are spectra of monoids, topological spaces whose points are submonoids satisfying a primeness property. Because Deitmar himself calls this approach a ‘minimalistic’ one it is only natural to associate to it Minimalism where the work is stripped down to its most fundamental features. Prominent artists associated with this movement include Donald Judd, John McLaughlin, Agnes Martin, Dan Flavin, Robert Morris, Anne Truitt, and Frank Stella.

Soule : Critical Realism

in Les varietes sur le corps a un element Christophe Soule defines varieties over $\mathbb{F}_1$ to be specific schemes $X$ over $\mathbb{Z}$ together with a form of ‘descent data’ as well as an additional $\mathbb{C}$-algebra, morally the algebra of functions on the real place. Because of this Manin associates to it Critical Realism in philosophy. There are also ‘realism’ movements in art such as American Realism (o.a. Edward Hopper and John Sloan).

Borger : Futurism

James Borger’s paper Lambda-rings and the field with one element offers a totally new conception of the descent data from $\mathbb{Z}$ to $\mathbb{F}_1$, namely that of a $\lambda$-ring in the sense of Grothendieck. Because Manin expects this approach to lead to progress in the field, he connects it to Futurism, an artistic and social movement that originated in Italy in the early 20th century.

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